My Firm
Securities America, Inc.:
Securities America, Inc. (SAI) is one of the nation's largest independent general securities broker/dealers. SAI is registered in all 50 states and the District of Columbia. SAI annual sales exceed $2 billion serving nearly 300,000 customers nationwide; SAI is a member of the Securities Investor Protection Corporation (SIPC). All Customer brokerage accounts at Securities America, Inc. are carried by National Financial Services; Securities in accounts carried by National Financial Services LLC ('NFS"), a Fidelity Investments company are protected by Securities Investor Protection Corporation (SIPC) up to $500,000 (including cash claims limited to $100,000). NFS has arranged for additional unlimited insurance protection for cash and securities to supplement its SIPC coverage. Neither coverage protects against a decline in the market value of securities.
Securities America Advisors:
Securities America's affiliate, Securities America Advisors, Inc. (SAA), is a U.S. Securities and Exchange Commission Registered Investment Advisor; With nearly $3 billion of assets under management or administration, SAA provides asset allocation and asset management or administration support to a national network of fee-based advisors. Each SAA asset management approach offers a wealth of choices and the expertise to effectively implement those choices; Working closely with SAA, you and your investment advisor can develop a personalized investment program; We offer you a flexible framework of expert support; but you and your advisor remain in control. Flexibility and choice is what SAA provides.
SAI is a member of the Financial Industry Regulatory Authority, Inc., Inc. (FINRA) and the Securities Investor Protection Corporation (SIPC)
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