My Firm
Securities America, Inc.:
Securities America, Inc. (SAI) is one of the nation's largest independent general securities broker/dealers. SAI is registered in all 50 states and the District of Columbia. As of 6/11/10 SAI annual sales exceed $2 billion serving nearly 300,000 customers nationwide; SAI is a member of the Securities Investor Protection Corporation (SIPC). All Customer brokerage accounts at Securities America, Inc. are carried by National Financial Services; Securities in accounts carried by National Financial Services LLC ('NFS"), a Fidelity Investments company are protected by Securities Investor Protection Corporation (SIPC) up to $500,000 (including cash claims limited to $100,000). An explanatory brochure is available at SIPC.org. NFS has arranged for additonal protection for cash and covered securities to supplement it's SIPC coverage. This additional coverage provided through Lloyd's of London will protect assets up to an overalll aggregate level of 1$ billion for assets in custody at the clearing firm including $1.9 million cash. Neither coverage protects against a decline in the market value of securities.
Securities America Advisors:
Securities America's affiliate, Securities America Advisors, Inc. (SAA), is a U.S. Securities and Exchange Commission Registered Investment Advisor; As of 6/14/10 SAA has nearly $3 billion of assets under management or administration, SAA provides asset allocation and asset management or administration support to a national network of fee-based advisors. Each SAA asset management approach offers a wealth of choices and the expertise to effectively implement those choices; Working closely with SAA, you and your investment advisor can develop a personalized investment program; We offer you a flexible framework of expert support; but you and your advisor remain in control. Flexibility and choice is what SAA provides.
SAI is a member of the Financial Industry Regulatory Authority, Inc., Inc. (FINRA) and the Securities Investor Protection Corporation (SIPC)
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